-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Gsh5qIcyYWf4lfClNS5QH9nl2YQ9NrXV3Ee/7K8j+992CiSw/xPGQ+4B0XZvikAW Nv78Ol1pcor/NEXyQGwnXA== 0001144204-04-001387.txt : 20040213 0001144204-04-001387.hdr.sgml : 20040213 20040213091340 ACCESSION NUMBER: 0001144204-04-001387 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20040213 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HUMAN PHEROMONE SCIENCES INC CENTRAL INDEX KEY: 0000878616 STANDARD INDUSTRIAL CLASSIFICATION: PERFUMES, COSMETICS & OTHER TOILET PREPARATIONS [2844] IRS NUMBER: 943107202 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-50071 FILM NUMBER: 04594882 BUSINESS ADDRESS: STREET 1: 84 WEST SANTA CLARA STREET STREET 2: SUITE 720 CITY: SAN JOSE STATE: CA ZIP: 95113 BUSINESS PHONE: 4089383030 FORMER COMPANY: FORMER CONFORMED NAME: EROX CORP DATE OF NAME CHANGE: 19940307 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: WALL HARVEY A CENTRAL INDEX KEY: 0001279621 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 11 TALCOTT RD CITY: RYE BROOK STATE: NY ZIP: 10573 BUSINESS PHONE: 2127521006 SC 13G 1 sc13g.txt SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 - -------------------------------------------------------------------------------- SCHEDULE 13G Information to be included in Statements filed pursuant to Rule 13d-1(b), (c) AND (d) - -------------------------------------------------------------------------------- Human Pheromone Sciences, Inc. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 296022106 (CUSIP Number) January 7, 2004 (Date of event which requires filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [x] Rule 13d-1(c) [ ] Rule 13d-1(d) (Continued on following pages) (Page 1 of 8 Pages)
Page 2 of 8 - ------- ----------------------------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Harvey A. Wall - ------- ----------------------------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [x] - ------- ----------------------------------------------------------------------------------------------------- 3. SEC USE ONLY - ------- ----------------------------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION: USA - ------------------------- ---- ------------------------------------------------------------------------------ NUMBER OF SHARES 5. SOLE VOTING POWER BENEFICIALLY OWNED BY 99,500 (1) EACH REPORTING PERSON WITH - ------------------------- ---- ------------------------------------------------------------------------------ 6. SHARED VOTING POWER 244,600 (1) - ------------------------- ---- ------------------------------------------------------------------------------ 7. SOLE DISPOSITIVE POWER 99,500 (1) - ------------------------- ---- ------------------------------------------------------------------------------ 8. SHARED DISPOSITIVE POWER (1) 244,600 - -------- ---------------------------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 244,600 - -------- ---------------------------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] - -------- ---------------------------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 6.07% (2) - -------- ---------------------------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON: IN - -------- ----------------------------------------------------------------------------------------------------
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- ------- ----------------------------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Faith Paige Wall - ------- ----------------------------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [x] - ------- ----------------------------------------------------------------------------------------------------- 3. SEC USE ONLY - ------- ----------------------------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION: USA - ------------------------- ---- ------------------------------------------------------------------------------ NUMBER OF SHARES 5. SOLE VOTING POWER BENEFICIALLY OWNED BY 145,100 (1) EACH REPORTING PERSON WITH - ------------------------- ---- ------------------------------------------------------------------------------ 6. SHARED VOTING POWER 244,600 (1) - ------------------------- ---- ------------------------------------------------------------------------------ 7. SOLE DISPOSITIVE POWER 145,100 (1) - ------------------------- ---- ------------------------------------------------------------------------------ 8. SHARED DISPOSITIVE POWER 244,600 (1) - -------- ---------------------------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 244,600 - -------- ---------------------------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] - -------- ---------------------------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 6.07% (2) - -------- ---------------------------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON: IN - -------- ----------------------------------------------------------------------------------------------------
(1) Harvey A. Wall beneficially owns an aggregate of 99,500 shares of Common Stock. Faith Paige Wall beneficially owns an aggregate of 145,100 shares of Common Stock. Harvey A. Wall, by virtue of being the father of Faith Paige Wall, may be deemed to be the beneficial owner of the 145,100 shares owned by Faith Paige Wall. Mr. Wall disclaims beneficial ownership of the shares owned by Ms. Wall. Faith Paige Wall, by virtue of being the daughter of Harvey A. Wall, may be deemed to be the beneficial owner of the 99,500 shares owned by Harvey A. Wall. Ms. Wall disclaims beneficial ownership of the shares owned by Mr. Wall. (2) Based upon 4,027,616 shares outstanding as reported in the Issuer's Quarterly Report on Form 10-QSB for the quarter ended September 30, 2003. 3 Item 1(a). Name of Issuer. Human Pheromone Sciences, Inc. ("EROX") Item 1(b). Address of Issuer's Principal Executive Offices. The address of the principal executive offices of the Company is 84 W. Santa Clara Street, Suite 720, San Jose CA 95113. Item 2(a). Names of Person Filing. (i) Harvey A. Wall ("HAW") (ii) Faith Paige Wall ("FPW") Item 2(b). Address of Principal Business Office, or if none, Residence. As to HAW: 420 Madison Avenue 10th floor New York, NY 10017 As to FPW: 228 Manhattan Beach Blvd. Manhattan Beach, CA 90266 Item 2(c). Citizenship. As to HAW: USA As to FPW: USA Item 2(d). Title of Class of Securities. Common Stock Item 2(e). CUSIP Number. 296022106 4 Item 3. If this statement is filed pursuant to Rules 13d-1(b) or 13d-2(b), check whether the person filing is a: Not applicable. Item 4. Ownership. The information contained in Items 5 though 11 on the cover pages hereto is incorporated herein by reference. HAW beneficially owns 99,500 shares of Common Stock. FPW beneficially owns 145,100 shares of Common Stock. HAW, by virtue of being the father of FPW, may be deemed to be the beneficial owner of the 145,100 shares owned by FPW. HAW disclaims beneficial ownership of the shares owned by FPW. FPW, by virtue of being the daughter of HAW, may be deemed to be the beneficial owner of the 99,500 shares owned by HAW. FPW disclaims beneficial ownership of the shares owned by HAW. Accordingly, for the purposes of this Statement: (i) HAW is reporting that it he has the power solely to vote or direct the vote and the power to dispose or direct the disposition of, the total of 99,500 shares of Common Stock beneficially owned by him; and (ii) FPW is reporting that she has the power solely to vote or direct the vote and the power to dispose or direct the disposition of, the total of 141,500 shares of Common Stock beneficially owned by her; and (iii) HAW and FPW are reporting that they may be deemed to share the power to vote or direct the vote and the power to dispose or direct the disposition of the shares of Common Stock owned by the other by virtue of their familial relationship, however, each disclaims beneficial ownership of the shares owned by the other. Item 5. Ownership of Five Percent or Less of a Class. Not applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. Not applicable. Item 8. Identification and Classification of Members of the Group. Not applicable. Item 9. Notice of Dissolution of Group. Not applicable. Item 10. Certification. By signing below, the undersigned certify that, to the best of their knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction which could have that purpose or effect. 5 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 12, 2004 /s/ Harvey A. Wall - --------------------------- Harvey A. Wall /s/ Faith Paige Wall - --------------------------- Faith Paige Wall 6 Exhibit Index - ------------- 99.1 Agreement of Joint Filing - Filed herewith EX-99.1 3 ex99_1.txt EXHIBIT 99.1 AGREEMENT OF JOINT FILING Harvey A. Wall and Faith Paige Wall each agree that the Schedule 13G to which this Agreement is attached, and all future amendments to such Schedule 13G, shall be filed on behalf of each of them. This Agreement is intended to satisfy the requirements of Rule 13d-l (k)(l) under the Securities Exchange Act of 1934, as amended. This agreement may be executed in any number of counterparts, each of which shall be deemed to be in original, but all of which together shall constitute one and the same instrument. In addition, each party to this agreement expressly authorizes the other party to this agreement to file on its behalf any and all amendments to such Schedule 13G. Date: February 12, 2004 /s/ Harvey A. Wall - -------------------------- Harvey A. Wall /s/ Faith Paige Wall - -------------------------- Faith Paige Wall -----END PRIVACY-ENHANCED MESSAGE-----